How to Make a Broker-Dealer Part of Your Credit Union’s Strategic Plan

In 1987, US Alliance Federal Credit Union's Board of Directors authorized the formation of a CUSO for purposes of buying and selling securities for its members. Concurrently, they hired me as the person to implement the process. Starting from scratch in the summer of 1987, a corporation was formed pursuant to the CUSO Regs in effect at that time. We also approached the National Association of Securities Dealers (NASD) and began the process of qualifying the newly formed a Broker-Dealer corpor

 
 
 

 

 

April 1, 1999


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